Michelle Marie Caudle

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2011-02-08

WI RA
APPROVED

Since 2011-02-08

Branch Locations

Lac Du Flambeau, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments	Madison	WI	02/2011	Present
Golden Financial	Minocqua	WI	02/2011	05/2024

02/2011 → Present

Harbour Investments

Madison, WI
02/2011 → 05/2024

Golden Financial

Minocqua, WI

Previous Registrations

2007-08-28 → 2011-02-11

Qa3 Financial Llc

Minocqua, WI

Omaha, NE

Tucson, AZ

Other Businesses

1)Michelle Caudle - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-01
S63	Uniform Securities Agent State Law Examination	1985-04-22

S66 Uniform Combined State Law Examination

2007-08-01
S63 Uniform Securities Agent State Law Examination

1985-04-22

Other Names

Michelle Marie Norling
Michelle Marie Mcfarland
Michelle Mcfarland
Michelle M Caudle

View on SEC IAPD