Michael Patrick Colgan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1985 → Present
  Prudential Insurance Company Of America
  Irvine, CA
• 03/1985 → 11/2024
  Pruco Securities, Llc.
  Irvine, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Irvine, CA

Previous Registrations

• 2000-11-22 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA
  Brea, CA
  Brea, CA

Other Businesses

Michael Colgan Ins & Fin'l Services~3333 Michelson Drive, suite 820, Irvine, CA 92612~Ins & financial Services~Y~Fin'l Planner~02/2012~3 hrs/mo~0 trading hrs/mo|Social Security Payee for Jim Nohadani~1846 Del Mar Avenue, Laguna Beach, CA 92651~Immediate Family Member Social Security Payee~N~Social Security Payee~04/05/2016~2 hrs/mo~0 trading hrs/mo|HEALTH INSURANCE~1846 DEL MAR AVE, LAGUNA BEACH, CA 92651~HEALTH INSURANCE~N~AGENT HEALTH INSURANCE~11/2017~2 hrs/mo~2 trading hrs/mo|Aetna Health|Aviva Life Ins Co|Bcs Life Ins Co|Blue Shield of CA|CA Fair Plan|Health Net|HSA Bank|Kaiser Permanente Ins Co|Liberty Bankers Life Ins Co|Pacificare|Paul Revere Life Ins Co|Transamerica Life|UnitedHealthCare

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-06-15
• S65 Uniform Investment Adviser Law Examination
  2000-10-13

Designations

• Chartered Financial Consultant