Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2005-02-28 |
Branch Locations
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Downers Grove | IL | 02/2005 | Present |
| Herbst Financial Advisors, Inc. | Plainfield | IL | 11/2006 | 04/2018 |
| Herbst Financial Services | Plainfield | IL | 01/2011 | Present |
(1) 6/14/2018 - Herbst Financial Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 160 Hours Per Month During Securities Trading. (2) 1/11/2019 - professional wealth advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 85 Hours Per Month/4 Hours During Securities Trading. (3) 2/12/2019 - pwa fs "financial services" - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/24/2019 - 10 Hours Per Month/2 Hours During Securities Trading. (4) 2/12/2019 - Professional Wealth Advisors Insurance Services (PWA Insurance Services) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/29/2019 - 20 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-08 |
Reach out to this advisor