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Gary Charles Cranford

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
NV RA APPROVED 2017-12-11
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • NV RA
    APPROVED
    Since 2017-12-11

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Henderson NV 11/2008 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 11/2017 Present
Bank Of America, N.A. Henderson NV 02/2018 Present
Previous Registrations
  • 2008-11-24 → 2017-12-11
    Ubs Financial Services Inc.
    Henderson, NV
  • 2007-04-02 → 2008-11-25
    Morgan Stanley & Co. Llc
    Henderson, NV
  • 2002-09-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Henderson, NV
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-06
S63 Uniform Securities Agent State Law Examination 1985-06-10
  • S65 Uniform Investment Adviser Law Examination
    1993-11-06
  • S63 Uniform Securities Agent State Law Examination
    1985-06-10
Other Names
  • Gary Charles Cranford
  • Gary Cranford

View on SEC IAPD

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THE WEALTH CONSULTING GROUP · Henderson, NV
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