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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
9000 Keystone Crossing Suite 620, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Indianapolis | IN | 11/2014 | 06/2024 |
| Securities America Advisors | Indianapolis | IN | 09/2016 | 06/2024 |
| Osaic Wealth, Inc. | Indianapolis | IN | 06/2024 | Present |
1. RENTAL PROPERTY - OWNER - NUMBER OF HOURS: 1 - START DATE: 7/1986 2. THE SPECTRUM FINANCIAL GROUP, INC. - GENERAL AGENT - INSURANCE AGENCY - NUMBER OF HOURS: 60 - START DATE: 01/1992 3. INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE 09/1983-LOCATED AT 9000 KEYSTONE CROSSING SUITE 620 INDIANAPOLIS, IN 46240, United States 4. WOODLAND PRESCOTT - SALES FOR A TPA, THAT MANAGES INDIVIDUALS LIABILITIES AND GET THEM OUT OF DEBT FASTER THAN THEY COULD DO ON THEIR OWN - NUMBER OF HOURS: 4 - START DATE: 1/2002 5. "CPS" COLLATERAL PROTECTION SERVICES, LLC POSITION: Sales / Independent Contractor NATURE: Expense reduction of non-core expenses INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/13/2019 ADDRESS: 11771 Yale Drive, Carmel IN 46032, United States DESCRIPTION: I will be an independent contractor, selling their services of,expense reduction of non-core expenses, to corporations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-27 |
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