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Dennis Devere Parrish

Osaic Wealth, Inc.

Indianapolis, IN

CRD 1362963

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • IN RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

9000 Keystone Crossing Suite 620, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Indianapolis IN 11/2014 06/2024
Securities America Advisors Indianapolis IN 09/2016 06/2024
Osaic Wealth, Inc. Indianapolis IN 06/2024 Present
  • 11/2014 → 06/2024
    Securities America, Inc.
    Indianapolis, IN
  • 09/2016 → 06/2024
    Securities America Advisors
    Indianapolis, IN
  • 06/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2016-09-21 → 2024-06-14
    Securities America Advisors, Inc.
    Indianapolis, IN
Other Businesses

1. RENTAL PROPERTY - OWNER - NUMBER OF HOURS: 1 - START DATE: 7/1986 2. THE SPECTRUM FINANCIAL GROUP, INC. - GENERAL AGENT - INSURANCE AGENCY - NUMBER OF HOURS: 60 - START DATE: 01/1992 3. INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE 09/1983-LOCATED AT 9000 KEYSTONE CROSSING SUITE 620 INDIANAPOLIS, IN 46240, United States 4. WOODLAND PRESCOTT - SALES FOR A TPA, THAT MANAGES INDIVIDUALS LIABILITIES AND GET THEM OUT OF DEBT FASTER THAN THEY COULD DO ON THEIR OWN - NUMBER OF HOURS: 4 - START DATE: 1/2002 5. "CPS" COLLATERAL PROTECTION SERVICES, LLC POSITION: Sales / Independent Contractor NATURE: Expense reduction of non-core expenses INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/13/2019 ADDRESS: 11771 Yale Drive, Carmel IN 46032, United States DESCRIPTION: I will be an independent contractor, selling their services of,expense reduction of non-core expenses, to corporations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-19
S63 Uniform Securities Agent State Law Examination 1987-01-27
  • S65 Uniform Investment Adviser Law Examination
    2016-09-19
  • S63 Uniform Securities Agent State Law Examination
    1987-01-27

View on SEC IAPD

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