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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-04
TX RA APPROVED 2011-07-28
  • CA RA
    APPROVED
    Since 2020-11-04
  • TX RA
    APPROVED
    Since 2011-07-28

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

Burleson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Fort Worth TX 03/2011 Present
Oneamerica Securities Fort Worth TX 07/2011 Present
  • 03/2011 → Present
    American United Life
    Fort Worth, TX
  • 07/2011 → Present
    Oneamerica Securities
    Fort Worth, TX
Previous Registrations
  • 2005-01-21 → 2011-08-02
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
  • 1996-05-22 → 2005-01-10
    Osaic Fa, Inc.
    Fort Worth, TX
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-09
  • S63 Uniform Securities Agent State Law Examination
    1988-08-09

View on SEC IAPD

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