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Dwight Reed Schwartz

Charles Schwab & Co., Inc.

Omaha, NE

Western Springs, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-05
  • IL RA
    APPROVED
    Since 2019-11-05

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Western Springs IL 08/2015 Present
Charles Schwab Bank Naperville IL 08/2015 01/2017
Optionsxpress, Inc. Chicago IL 01/2017 10/2017
  • 08/2015 → Present
    Charles Schwab & Co., Inc.
    Western Springs, IL
  • 08/2015 → 01/2017
    Charles Schwab Bank
    Naperville, IL
  • 01/2017 → 10/2017
    Optionsxpress, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
S63 Uniform Securities Agent State Law Examination 2012-08-03
  • S66 Uniform Combined State Law Examination
    2019-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-08-03
Other Names
  • Dwight Schwartz

View on SEC IAPD

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