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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-03-09
  • CA RA
    APPROVED
    Since 2000-03-09

Branch Locations

Santa Clara, CA • United States

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. Landlord through third party (BludGround), Santa Clara, CA 95050, Start Date 07/22/24; 2. Arden Wealth Partners, LLC 2216 Serra Ave Santa Clara, CA 95050 President Start Date 02/18/2026. 3. VARIOUS OUTSIDE INSURANCE COMPANIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-05
S63 Uniform Securities Agent State Law Examination 1993-07-08
  • S65 Uniform Investment Adviser Law Examination
    1998-06-05
  • S63 Uniform Securities Agent State Law Examination
    1993-07-08
Other Names
  • Anthony Arch

View on SEC IAPD

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