Richard A Becker

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Jenkintown, PA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA

Previous Registrations

• 2002-12-20 → 2005-02-28
  Morgan Stanley Dw Inc.
  Wyncote, PA

Other Businesses

1.RENTAL PROPERTY; INV RELATED; HIGHSTOWN, NJ; 100% OWNERSHIP; START 8/10; 0 HRS PER MONTH 0 HRS DURING TRADING 2.RENTAL PROPERTY; INV RELATED; HIGHSTOWN, NJ; 100% OWNERSHIP; START 2010; 2 HRS PER MONTH 0 HRS DURING TRADING; 3.RENTAL PROPERTY; INV RELATED; CORDOVA, TN; 100% OWNERSHIP; START 3/12; 0 HRS PER MONTH 0 DURING TRADING. 4.RENTAL PROPERTY; INV RELATED; CORDOVA, TN; START 11/11; 100% OWNERSHIP; 0 HRS PER MONTH 0 DURING TRADING 5.RENTAL PROPERTY, INV RELATED, HENDERSONVILLE, TX, 100% OWNER, START: 7/2012,1 HOUR PER MONTH/0 DURING TRADING, DUTIES: NONE. 6.RENTAL PROPERTY; INV RELATED; VANDERGRIFT, PA; 100% OWNERSHIP WITH SPOUSE; START 12/2012; 0 HOURS PER MONTH;DUTIES: COLLECT RENT. 7.RENTAL PROPERTY, 100% OWNERSHIP, INV RELATED, OLD HICKORY TN, CURRENTLY NO TIME DEVOTED, START 03/25/2013. 8.RENTAL PROPERTY; INV RELATED; HENDERSENVILLE, TN; 100% OWNERSHIP WITH SPOUSE; START 8/10/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 9.RENTAL PROPERTY; INV RELATED; MURFREESBURO, TN; 100% OWNERSHIP WITH SPOUSE; START 8/1/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 10.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP WITH SPOUSE, START 10/2/2013, 0 HOURS PER MONTH, DUTIES: COLLECT RENT. 12.RENTAL PROPERTY, INV RELATED, CORDOVA, TN, START: 12/2013, 0 HOURS, 100% OWNER. 13.RENTAL PROPERTY, INV RELATED, PHILA, PA, 50% OWNER, START: 1/2014, 0 HOURS. 14.RENTAL PROPERTY; INV RELATED; NASHVILLE, TN; 100% OWNERSHIP WITH SPOUSE; START 9/1/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 15.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 50% OWNER, START: 8/2014, 0 HOURS, NO DUTIES. 17.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP, START: 5/9/2018, 2 HOURS PER MONTH, ZERO DURING TRADING 18.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP, START: 5/9/2018, 2 HOURS PER MONTH, ZERO DURING TRADING 19.RENTAL PROPERTY; INV RELATED; PORTSMITH, VA; 100% OWNERSHIP WITH SPOUSE; START 4/16/2018; 2 HOURS PER MONTH; ZERO DURING TRADING, DUTIES: COLLECT RENT. 20.RENTAL PROPERTY, INV RELATED, PORTSMITH, VA, 100% OWNERSHIP, START 9/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, COLLECT RENT. 21.RENTAL PROPERTY, INV RELATED, CHESTER, VA, 100% OWNERSHIP, START 10/15/2019, TWO HOURS PER MONTH, ZERO DURING TRADING, COLLECT RENT. 22. RENTAL PROPERTY, INV RELATED, JUPITER, FL, 100% OWNERSHIP, START DATE 11/26/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-15
• S63 Uniform Securities Agent State Law Examination
  1988-03-02

Other Names

• Rich Becker