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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-17
FL RA APPROVED 2023-05-11
PA RA APPROVED 2007-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-17
  • FL RA
    APPROVED
    Since 2023-05-11
  • PA RA
    APPROVED
    Since 2007-05-16

Branch Locations

2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States

Jupiter, FL • United States

Wyncote, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Previous Registrations
  • 2002-12-20 → 2005-02-28
    Morgan Stanley Dw Inc.
    Wyncote, PA
Other Businesses

1.RENTAL PROPERTY; INV RELATED; HIGHSTOWN, NJ; 100% OWNERSHIP; START 8/10; 0 HRS PER MONTH 0 HRS DURING TRADING 2.RENTAL PROPERTY; INV RELATED; HIGHSTOWN, NJ; 100% OWNERSHIP; START 2010; 2 HRS PER MONTH 0 HRS DURING TRADING; 3.RENTAL PROPERTY; INV RELATED; CORDOVA, TN; 100% OWNERSHIP; START 3/12; 0 HRS PER MONTH 0 DURING TRADING. 4.RENTAL PROPERTY; INV RELATED; CORDOVA, TN; START 11/11; 100% OWNERSHIP; 0 HRS PER MONTH 0 DURING TRADING 5.RENTAL PROPERTY, INV RELATED, HENDERSONVILLE, TX, 100% OWNER, START: 7/2012,1 HOUR PER MONTH/0 DURING TRADING, DUTIES: NONE. 6.RENTAL PROPERTY; INV RELATED; VANDERGRIFT, PA; 100% OWNERSHIP WITH SPOUSE; START 12/2012; 0 HOURS PER MONTH;DUTIES: COLLECT RENT. 7.RENTAL PROPERTY, 100% OWNERSHIP, INV RELATED, OLD HICKORY TN, CURRENTLY NO TIME DEVOTED, START 03/25/2013. 8.RENTAL PROPERTY; INV RELATED; HENDERSENVILLE, TN; 100% OWNERSHIP WITH SPOUSE; START 8/10/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 9.RENTAL PROPERTY; INV RELATED; MURFREESBURO, TN; 100% OWNERSHIP WITH SPOUSE; START 8/1/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 10.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP WITH SPOUSE, START 10/2/2013, 0 HOURS PER MONTH, DUTIES: COLLECT RENT. 12.RENTAL PROPERTY, INV RELATED, CORDOVA, TN, START: 12/2013, 0 HOURS, 100% OWNER. 13.RENTAL PROPERTY, INV RELATED, PHILA, PA, 50% OWNER, START: 1/2014, 0 HOURS. 14.RENTAL PROPERTY; INV RELATED; NASHVILLE, TN; 100% OWNERSHIP WITH SPOUSE; START 9/1/2013; 0 HOURS PER MONTH; DUTIES: COLLECT RENT. 15.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 50% OWNER, START: 8/2014, 0 HOURS, NO DUTIES. 17.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP, START: 5/9/2018, 2 HOURS PER MONTH, ZERO DURING TRADING 18.RENTAL PROPERTY, INV RELATED, NASHVILLE, TN, 100% OWNERSHIP, START: 5/9/2018, 2 HOURS PER MONTH, ZERO DURING TRADING 19.RENTAL PROPERTY; INV RELATED; PORTSMITH, VA; 100% OWNERSHIP WITH SPOUSE; START 4/16/2018; 2 HOURS PER MONTH; ZERO DURING TRADING, DUTIES: COLLECT RENT. 20.RENTAL PROPERTY, INV RELATED, PORTSMITH, VA, 100% OWNERSHIP, START 9/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, COLLECT RENT. 21.RENTAL PROPERTY, INV RELATED, CHESTER, VA, 100% OWNERSHIP, START 10/15/2019, TWO HOURS PER MONTH, ZERO DURING TRADING, COLLECT RENT. 22. RENTAL PROPERTY, INV RELATED, JUPITER, FL, 100% OWNERSHIP, START DATE 11/26/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 1988-03-02
  • S65 Uniform Investment Adviser Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    1988-03-02
Other Names
  • Rich Becker

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