Richard Leslie Cunningham

Current Employers

Employment History

• 01/2001 → 08/2023
  World Financial Group Insurance Agency, Llc
  Draper, UT
• 04/2010 → 07/2019
  Horsesence
  South Jordan, UT
• 01/2012 → 07/2023
  Transamerica Financial Advisors, Inc
  Draper, UT
• 11/2012 → 08/2017
  Utah State Legislator
  Slc, UT
• 03/2020 → 06/2020
  Rich Cunningham For Senate District 10
  South Jordan, UT
• 08/2023 → Present
  Summit Global Investments, Llc
  Draper, UT
• 09/2023 → 11/2023
  Verity Investments, Inc.
  Durham, NC
• 11/2023 → 10/2025
  United Planner Financial Services
  Scottsdale, AZ
• 01/2001 → Present
  Richard L Cunningham
  Draper, UT
• 10/2025 → Present
  Equity Services, Inc
  Montpelier, VT

Previous Registrations

• 2012-01-06 → 2023-07-28
  Transamerica Financial Advisors, Llc
  Draper, UT
• 2006-08-08 → 2012-01-06
  Investment Advisors International, Inc.
  Draper, UT
• 2005-05-04 → 2006-08-24
  Transamerica Financial Advisors, Llc
  Sandy, UT

Other Businesses

1.) MMSMGD LLC - PARTNER WITH SPOUSE TRACY - PASS THROUGH ENTITY - SOUTH JORDAN, UT - SINCE 01/1997 - NOT INVESTMENT RELATED. DURING TRADE HRS. 2.) CUNNINGHAM INVESTMENT 1 LLC - GENERAL PARTNER WITH SPOUSE TRACY - HOLDS FAMILY REAL ESTATE AND INVESTMENTS - SOUTH JORDAN, UT - SINCE 06/2017 - INVESTMENT RELATED. DURING TRADE HRS. 3.) RICHARD L CUNNINGHAM - AGENT - NON-VARIABLE INSURANCE - DRAPER, UT - SINCE 01/2001 - INVESTMENT RELATED. DURING TRADE HRS. 4.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - DRAPER, UT - SINCE 08/2023 - INVESTMENT RELATED. DURING TRADE HRS. 5.) SUMMIT GLOBAL INVESTMENTS, LLC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - DRAPER, UT - SINCE 08/2023 - INVESTMENT RELATED. DURING TRADE HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-11
• S63 Uniform Securities Agent State Law Examination
  1985-06-10

Other Names

• Rich L Cunningham