David Samuel Grodin

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-02-22
CA	RA	APPROVED	2007-04-04

TX RA
APPROVED_RES

Since 2016-02-22
CA RA
APPROVED

Since 2007-04-04

Branch Locations

21029 Peary Avenue, Sonoma, CA 95476 • United States

14515 Catalina Street, San Leandro, CA 94577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance	San Leandro	CA	08/2006	Present
Mml Investors Services	San Leandro	CA	09/2006	Present

08/2006 → Present

Mass Mutual Life Insurance

San Leandro, CA
09/2006 → Present

Mml Investors Services

San Leandro, CA

Other Businesses

(1) NAME: DAVID GRODIN INV REL: Y ADD: 14515 CATALINA ST SAN LEANDRO CA 94577 NATURE: INSURANCE POSITION: AGENT START DATE: 1/1/13 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: GRODIN FINANCIAL AND INSURANCE SERVICES, LLC INV REL: Y ADD: 14515 CATALINA STREET SAN LEANDRO CA 94577 NATURE: FINANCIAL ADVISOR POSITION: MANAGING PARTNER START DATE: 10/01/2022 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 100 DUTIES: ADVISE CLIENTS ON THEIR INVESTMENTS AND FINANCIAL PLANNING (3) NAME: INSPIRATION VINEYARDS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OWNER OF A GRAPE GROWING VINEYARD POSITION: MANAGING PARTNER START DATE: 08/01/2025 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: KEEP THE BOOKS FOR THE ENTERPRISE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-12

S66 Uniform Combined State Law Examination

2006-12-12