Kurt Elliot Williams

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-03-21
TX	RA	APPROVED	2024-03-21

OR RA
APPROVED

Since 2024-03-21
TX RA
APPROVED

Since 2024-03-21

Branch Locations

21356 Hubbard Cutoff Rd Ne Ste 50, Aurora, OR 97002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cornerstone Tax Service & Fin. Planning	Aurora	OR	12/1990	Present
Cetera Advisors Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

12/1990 → Present

Cornerstone Tax Service & Fin. Planning

Aurora, OR
01/2013 → Present

Cetera Advisors Llc

El Segundo, CA
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) CORNERSTONE TAX SERVICE AND FINANCIAL PLANNING INC, DBA NAME, TAX PREPERATION, PAYROLL AN ACCOUNTING 2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: PERSONAL RESIDENCE RENTAL ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / AIRBNB HOST ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: AIRBNB HOST, NIGHTLY RENTALS ;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-29

S66 Uniform Combined State Law Examination

2023-01-29

View on SEC IAPD