Janice Klein

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-05-01
TX	RA	APPROVED	2023-04-21

FL RA
APPROVED

Since 2023-05-01
TX RA
APPROVED

Since 2023-04-21

Branch Locations

Fort Lauderdale, FL • United States

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Fort Lauderdale	FL	01/2016	04/2023
Morgan Stanley Private Bank, N.A.	New York	NY	03/2016	04/2023
Ameriprise Financial Services, Llc	Ft. Lauderdale	FL	04/2023	Present

01/2016 → 04/2023

Morgan Stanley Smith Barney Llc

Fort Lauderdale, FL
03/2016 → 04/2023

Morgan Stanley Private Bank, N.A.

New York, NY
04/2023 → Present

Ameriprise Financial Services, Llc

Ft. Lauderdale, FL

Previous Registrations

2016-01-15 → 2023-04-25

Morgan Stanley

Fort Lauderdale, FL
2008-11-26 → 2016-01-26

Ubs Financial Services Inc.

Ft. Lauderdale, FL
2007-04-02 → 2008-12-01

Morgan Stanley & Co. Llc

Ft. Lauderdale, FL
1997-10-31 → 2007-04-02

Morgan Stanley Dw Inc.

Ft.LAuderdal, FL

Ft. Lauderdale, FL

Other Businesses

Business Ownership; Stirrup Trouble LLC; Manager/Owner; Breeding thoroughbred race horses; 1109 SE 11th Court, , Fort Lauderdale, FL, 33316; Not Investment-Related; 01/08/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-06-06

S63 Uniform Securities Agent State Law Examination

1985-06-06

Other Names

Janice Madeline Weitz
Janice W Klein
Jan Klein
Janice Weitz Klein
Janice Madeline Klein

View on SEC IAPD