James Boyd Speights

Current Employers

Employment History

• 05/2014 → 05/2017
  Sii Investments
  West Warwick, RI
• 05/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 05/2017 → Present
  Capital Wealth Management, Llc
  West Warwick, RI
• 08/2024 → Present
  Osaic Wealth, Inc.
  West Warwick, RI

Previous Registrations

• 2014-05-15 → 2017-05-19
  Sii Investments, Inc.
  West Warwick, RI
  Appleton, WI
  West Warwick, RI
• 2008-02-26 → 2014-05-28
  Lpl Financial Llc
  Saunderstown, RI
  San Diego, CA
  West Warwick, RI
• 2006-10-26 → 2008-02-28
  On Investment Management Co
  Saunderstown, RI
  Cincinnati, OH

Other Businesses

1. NAME OF OBA: JAMES B. SPEIGHTS CO . RISK MANAGEMENT; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: SEMINAR / WORKSHIP ON RETIREMENT INCOME PLANNING, LIFE, DISABILITY, LTC AND FIXED ANNUITIES; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: MEET WITH CLIENTS, EVALUATE ALL RISK AS TO PERSONAL AND BUSINESS NEEDS, IMPLEMENT PROPER INSURANCE COVERAGE THUS TRANSFERRING RISK TO INSURANCE COMPANIES; START DATE: APPROX. NUMBER OF HOURS/MONTH: 20-30; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1-1.5 2. SPEIGHTS RISK MANAGEMENT POSITION: Sole Proprietor NATURE: Sole Proprietor: INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 09/20/2010 ADDRESS: 1300 Division Road STE 203, West Warwick RI 02893, United States DESCRIPTION: I utilize Life Insurance , Long Term Care, and Disability Income. Annuities through our Broker Dealer Osaic.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-20
• S63 Uniform Securities Agent State Law Examination
  1987-07-31

Other Names

• Jim Speights
• James B Speights