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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

2380 Hwy 44 Ste B, Oshkosh, WI 54904 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Oshkosh WI 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Core Financial Consultants Oshkosh WI 06/2025 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Oshkosh, WI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Core Financial Consultants
    Oshkosh, WI
Previous Registrations
Other Businesses

1) NAME OF ENTITY: William Rupnick and Associates; Yes; 1173 S WASHBURN ST #K; OSHKOSH; WI; 54904; DBA for tax purposes; owner; 1/1/2002; 0; 0; DBA for tax purposes| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1173 S WASHBURN ST #K; OSHKOSH; WI; 54904; fixed insurance sales; independent insurance agent; 1/1/2002; 160; 160; sales of fixed insurance products| 3) NAME OF OTHER BUSINESS: CORE FINANCIAL CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PROVIDE ASSET MANAGEMENT AND FINANCIAL PLANNING SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-24
  • S63 Uniform Securities Agent State Law Examination
    1985-06-24
Designations
Other Names
  • Bill Rupnick
  • William L Rupnick

View on SEC IAPD

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