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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Oshkosh | WI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Core Financial Consultants | Oshkosh | WI | 06/2025 | Present |
1) NAME OF ENTITY: William Rupnick and Associates; Yes; 1173 S WASHBURN ST #K; OSHKOSH; WI; 54904; DBA for tax purposes; owner; 1/1/2002; 0; 0; DBA for tax purposes| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1173 S WASHBURN ST #K; OSHKOSH; WI; 54904; fixed insurance sales; independent insurance agent; 1/1/2002; 160; 160; sales of fixed insurance products| 3) NAME OF OTHER BUSINESS: CORE FINANCIAL CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PROVIDE ASSET MANAGEMENT AND FINANCIAL PLANNING SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-06-24 |
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