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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-09 |
| FL | RA | APPROVED | 2019-11-06 |
| OK | RA | APPROVED | 2018-12-18 |
| CO | RA | APPROVED | 2018-11-08 |
| TX | RA | APPROVED | 2018-02-21 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2009 | 12/2017 |
| Bank Of America, N.A. | Houston | TX | 05/2011 | 12/2017 |
| Sunbelt Securities Inc | Houston | TX | 12/2017 | Present |
1) Accumulus Advisors (DBA): Investment Related. 2700 Post Oak Blvd Ste 1700, Houston, TX 77056. DBA - "doing business as" under Sunbelt Securities, Inc. Registered Representative. Relationship: DBA. Start: 12/2017. Commissions through Sunbelt Securities, Inc. 40 hours a week, during trading hours. 2) Vail Townhouse / Coldstream Condominiums (OBA): Not investment related. 1476 Westhaven Dr, Unit 38, Vail, CO 81657. Real Estate Rental. Home Owner. No relationship. Start: 05/31/2016. 1/2 hour a week, none during trading hours. 3) ACCUMULUS HOLDINGS (OBA): Not investment related. 4008 Arnold St, Houston, TX 77005. HOLDING COMPANY FOR PERSONAL INVESTMENTS. GENERAL PARTNER. START: 6/15/2016. 1 HOUR MONTHLY, NONE DURING TRADING HOURS. 4) Euphoria Marine LLC (OBA): Not investment related. 4008 Arnold St, Houston, TX 77005. Boat Charter. Manager. No relationship. Start: 04/2021. Zero hours per month, none during trading hours. 5) Ocean Vibes Charters LLC (OBA): Not investment related. 6100 Red Hooks Qtrs/ C3-6, St Thomas, USVI 00802. Yacht Charter Business. Partner. No relationship. Start: 12/2021. 1 hour a week, none during trading hours. 6) Marinerswinrock LLC (OBA): Not investment related. 2421 Tangley St, Ste 105, Houston, TX 77005. Real estate. Member. No relationship. Start: 10/2022. Zero hours per week, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-08 |
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