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Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-09
FL RA APPROVED 2019-11-06
OK RA APPROVED 2018-12-18
CO RA APPROVED 2018-11-08
TX RA APPROVED 2018-02-21
  • CA RA
    APPROVED
    Since 2020-06-09
  • FL RA
    APPROVED
    Since 2019-11-06
  • OK RA
    APPROVED
    Since 2018-12-18
  • CO RA
    APPROVED
    Since 2018-11-08
  • TX RA
    APPROVED
    Since 2018-02-21

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2009 12/2017
Bank Of America, N.A. Houston TX 05/2011 12/2017
Sunbelt Securities Inc Houston TX 12/2017 Present
Previous Registrations
Other Businesses

1) Accumulus Advisors (DBA): Investment Related. 2700 Post Oak Blvd Ste 1700, Houston, TX 77056. DBA - "doing business as" under Sunbelt Securities, Inc. Registered Representative. Relationship: DBA. Start: 12/2017. Commissions through Sunbelt Securities, Inc. 40 hours a week, during trading hours. 2) Vail Townhouse / Coldstream Condominiums (OBA): Not investment related. 1476 Westhaven Dr, Unit 38, Vail, CO 81657. Real Estate Rental. Home Owner. No relationship. Start: 05/31/2016. 1/2 hour a week, none during trading hours. 3) ACCUMULUS HOLDINGS (OBA): Not investment related. 4008 Arnold St, Houston, TX 77005. HOLDING COMPANY FOR PERSONAL INVESTMENTS. GENERAL PARTNER. START: 6/15/2016. 1 HOUR MONTHLY, NONE DURING TRADING HOURS. 4) Euphoria Marine LLC (OBA): Not investment related. 4008 Arnold St, Houston, TX 77005. Boat Charter. Manager. No relationship. Start: 04/2021. Zero hours per month, none during trading hours. 5) Ocean Vibes Charters LLC (OBA): Not investment related. 6100 Red Hooks Qtrs/ C3-6, St Thomas, USVI 00802. Yacht Charter Business. Partner. No relationship. Start: 12/2021. 1 hour a week, none during trading hours. 6) Marinerswinrock LLC (OBA): Not investment related. 2421 Tangley St, Ste 105, Houston, TX 77005. Real estate. Member. No relationship. Start: 10/2022. Zero hours per week, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-02
S63 Uniform Securities Agent State Law Examination 1985-07-08
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1985-07-08
Other Names
  • Mel Jacobs
  • Melvin Jacobs

View on SEC IAPD

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