Todd Richard Graham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Downers Grove, IL
• 09/2017 → 01/2024
  Woodbury Financial Services Inc
  Warrenville, IL
• 01/2024 → 05/2024
  Osaic Wealth, Inc.
  Warrenville, IL
• 05/2024 → Present
  Lpl Financial Llc
  Batavia, IL

Previous Registrations

• 2024-01-19 → 2024-05-28
  Osaic Wealth, Inc.
  Warrenville, IL
• 2017-09-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Warrenville, IL
• 2017-03-25 → 2017-09-29
  Mml Investors Services, Llc
  Lisle, IL
• 2016-04-25 → 2017-03-25
  Msi Financial Services, Inc.
  Chicago, IL
  Downers Grove, IL
• 2012-05-18 → 2016-04-26
  Osaic Wealth, Inc.
  Naperville, IL
  Geneva, IL
• 2011-06-03 → 2012-05-17
  Independent Financial Group, Llc
  Naperville, IL
  Geneva, IL
• 2010-03-02 → 2010-10-18
  Lpl Financial Llc
  Geneva, IL

Other Businesses

1- 05/2024 / 5 Star Retirement Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / 140 hrs mnth / 6 hrs during trading 2- 05/2024 / 5 Star Learning Ranch Inc / Other - Business Owner / Non Investment Related / 10 hrs mth / start 06/15/2011 3- 05/2024 / 5 Star Learning Ranch Land LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 140 hrs mnth / start 12/10/2016 4- 05/2024 / Non-Variable Insurance / Investment Related / 1 hrs mnth / 1 hrs during trading / start 01/01/2000 5- 05/22/2024 - Blue Cross Blue Shield of Illinois - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 3 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-03-01
• S63 Uniform Securities Agent State Law Examination
  1991-06-05