Holly Miriam Robert

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2016-11-29

MA RA
APPROVED

Since 2016-11-29

Branch Locations

Paxton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/1989	Present

01/1989 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. FRINGE BENEFIT MANAGEMENT, INC.,ENTITY CREATED FOR DESIGN AND ADMINISTRATION OF RETIERMENT AND EMPLOYEE BENEFIT PLANS, AS PRESIDENT AND OWNER, SPENDS 10-20% TIME, INVESTMENT RELATED. 2. SELLING FIXED INSURANCE, INCLUDING LIFE, ACCIDENT, AND HEALTH, SPENDS 25-50% TIME; INVESTMENT RELATED. 3.LAND OWNER,324 RICHARDS AVENUE, PAXTON, MA, 01612. 100% PRIVATELY OWNED CROP LAND BEING LEASED TO LOCAL FARMER. APPROX. $300 ANNUAL INCOME. ALSO, WORKING WITH CONSULTING FORESTER TO CONDUCT TIMBER HARVEST ON 36 ACRE FOREST LOT,PART OF DEEDED PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-18
S63	Uniform Securities Agent State Law Examination	1985-05-10

S65 Uniform Investment Adviser Law Examination

2016-11-18
S63 Uniform Securities Agent State Law Examination

1985-05-10

Other Names

Holly Miriam Griffin

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