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801 Garden Street Suite 300, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
4695 Macarthur Court 11Th Floor, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Growth Securities Llc | New York | NY | 04/2016 | 07/2017 |
| Merus Advisors, Llc | Santa Barbara | CA | 02/2022 | Present |
| Capital Growth Advisors, Llc | New York | NY | 07/2017 | 09/2023 |
| Pacific Alternative Investments, Llc | San Juan Capristrano | CA | 03/2023 | Present |
1) Mr. Lingle is a Managing Director, Marketing with Merus Advisors, a state registered investment adviser, where he is responsible for sourcing and creating materials for the promotion of investment products. He has held this position since 02/2022. This business is investment-related. Mr. Lingle is supervised from the main office and located in San Juan Capistrano, California. He spends approximately 20 hours per month on matters for the adviser, 10 of which during securities trading hours. 2) Pacific Alternative Investments, Investment-Related, Managing Partner, sourcing and selling suitable private investment offerings to qualified investors, approx 160 hours/month, mostly during marketing trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-15 |
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