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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
2624 Southern Boulevard Suite 200, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Financial Enterprises | Virginia Beach | VA | 01/1988 | Present |
| Fsc Securities Corporation | Virginia Beach | VA | 05/1988 | 11/2023 |
| Osaic Wealth, Inc. | Virginia Beach | VA | 11/2023 | Present |
1)WEST FINANCIAL ENTERPRISES, 2624 SOUTHERN BLVD, SUITE 200, VIRGINIA BEACH, VA 23452, OWNER, BOOKKEEPING & TAX RETURN PREPARATION SERVICES, 1988-PRESENT, 6 HRS/MO (4 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 2)KING & ASSOCIATES, 2624 SOUTHERN BLVD, SUITE 200, VIRGINIA BEACH, VA 23452, PARTNER, COMMERICAL REAL ESTATE LEASING, 1997-PRESENT, 4 HRS/MO (1 HR DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 3)WALTER ALAN KING POSITION: Owner NATURE: Provide all fixed insurance products to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/1988 ADDRESS: 2624 Southern Blvd # 200, VA Beach VA 23452, United States DESCRIPTION: Provide all fixed insurance products to clients. 4)W ALAN KING - NOTARY POSITION: Notary Public NATURE: Provide notary services for clients - No business structure INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/1995 ADDRESS: 2624 Southern Blvd # 200, VA Beach VA 23452, United States DESCRIPTION: Provide notary services for clients if a document requires a notary. 5)WEST ENDEAVORS INC DBA WEST FINANCIAL POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/04/1988 ADDRESS: 2624 Southern Blvd Suite 200, VA Beach VA 23452, United States DESCRIPTION: My DBA that I use to market/promote my securities business. All expenses related to my securities business is paid by DBA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-26 |
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