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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-11-03
  • VA RA
    APPROVED
    Since 2023-11-03

Branch Locations

2624 Southern Boulevard Suite 200, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Enterprises Virginia Beach VA 01/1988 Present
Fsc Securities Corporation Virginia Beach VA 05/1988 11/2023
Osaic Wealth, Inc. Virginia Beach VA 11/2023 Present
  • 01/1988 → Present
    West Financial Enterprises
    Virginia Beach, VA
  • 05/1988 → 11/2023
    Fsc Securities Corporation
    Virginia Beach, VA
  • 11/2023 → Present
    Virginia Beach, VA
Previous Registrations
  • 2002-04-05 → 2023-11-03
    Fsc Securities Corporation
    Virginia Beach, VA
    Winchester, VA
Other Businesses

1)WEST FINANCIAL ENTERPRISES, 2624 SOUTHERN BLVD, SUITE 200, VIRGINIA BEACH, VA 23452, OWNER, BOOKKEEPING & TAX RETURN PREPARATION SERVICES, 1988-PRESENT, 6 HRS/MO (4 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 2)KING & ASSOCIATES, 2624 SOUTHERN BLVD, SUITE 200, VIRGINIA BEACH, VA 23452, PARTNER, COMMERICAL REAL ESTATE LEASING, 1997-PRESENT, 4 HRS/MO (1 HR DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 3)WALTER ALAN KING POSITION: Owner NATURE: Provide all fixed insurance products to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/1988 ADDRESS: 2624 Southern Blvd # 200, VA Beach VA 23452, United States DESCRIPTION: Provide all fixed insurance products to clients. 4)W ALAN KING - NOTARY POSITION: Notary Public NATURE: Provide notary services for clients - No business structure INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/1995 ADDRESS: 2624 Southern Blvd # 200, VA Beach VA 23452, United States DESCRIPTION: Provide notary services for clients if a document requires a notary. 5)WEST ENDEAVORS INC DBA WEST FINANCIAL POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/04/1988 ADDRESS: 2624 Southern Blvd Suite 200, VA Beach VA 23452, United States DESCRIPTION: My DBA that I use to market/promote my securities business. All expenses related to my securities business is paid by DBA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-02
S63 Uniform Securities Agent State Law Examination 1988-04-26
  • S65 Uniform Investment Adviser Law Examination
    1995-02-02
  • S63 Uniform Securities Agent State Law Examination
    1988-04-26
Designations
Other Names
  • W Alan King

View on SEC IAPD

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