Kathleen Fortoul

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 08/2019
  Ubs Financial Services Inc.
  Paramus, NJ
• 08/2019 → 09/2023
  First Republic Securities Company, Llc
  Paramus, NJ
• 08/2019 → 09/2023
  First Republic Investment Management, Inc.
  Paramus, NJ
• 09/2023 → 04/2025
  J.P. Morgan Securities Llc
  Paramus, NJ
• 10/2023 → 04/2025
  Jp Morgan Chase Bank, N.A.
  Paramus, NJ
• 04/2025 → Present
  Citizens Securities, Inc.
  Woodcliff Lake, NJ
• 04/2025 → Present
  Citizens Private Wealth
  Woodcliff Lake, NJ

Previous Registrations

• 2024-05-30 → 2025-04-17
  J.P. Morgan Securities Llc
  New York, NY
  Paramus, NJ
  Morristown, NJ
  White Plains, NY
  Hasbrouck Heights, NJ
• 2019-08-15 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Paramus, NJ
• 2002-12-12 → 2019-08-20
  Ubs Financial Services Inc.
  Hackensack, NJ
  Paramus, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-16

Other Names

• Kathleen Mary Kolodziej
• Kathy Fortoul
• Kathleen M Fortoul
• Kathleen Mary Fortoul