Edward Santo Finocchiaro

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 03/2024
  Samuels Chase & Co., Inc.
  Ramona, CA
• 09/2010 → 03/2024
  Multi-Funds, Llc
  Nixa, MO
• 01/2016 → Present
  Applied Capital, Llc
  Indianapolis, IN
• 06/2024 → Present
  Innovation Partners Llc
  Charlotte, NC
• 10/2025 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2006-05-03 → 2009-12-31
  Allspring Funds Management, Llc
  Menomonee Falls, WI

Other Businesses

1. Alpha Partners. 36 New York Avenue, Floor 3, Partner, 15.5554% owner. Huntington, NY 11743, 30 min. per week. 1 hr conference call every other week.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-14
• S63 Uniform Securities Agent State Law Examination
  1985-06-21

Other Names

• Edward Santo Finnocchairo
• Edward Santo Finnocchiaro
• Edward Santo Finocchairo