Raymond Richard Forster

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 06/2023
  Ubs Financial Services Inc.
  Peabody, MA
• 06/2023 → Present
  Raymond James Financial Services, Inc.
  Newton, MA
• 06/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Newton, MA
• 06/2023 → Present
  Rg Wealth Management Group
  Newton, PA

Previous Registrations

• 2011-08-29 → 2023-06-13
  Ubs Financial Services Inc.
  Peabody, MA
• 2009-01-02 → 2011-08-30
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Wakefield, MA
• 2007-10-25 → 2009-01-02
  Raymond James Financial Services, Inc.
  Beverly, MA
  Wakefield, MA

Other Businesses

(1)Name of Business: RG Wealth Management Group Address: 373 Boylston St, Newton, MA, 02459-2844, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Giovanni Galbiati and myself own this LLC to run our RJFS practice. We do not hold it out publicly. We pay our expenses and w-2 payroll, ourselves.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-29
• S63 Uniform Securities Agent State Law Examination
  1986-05-23

Other Names

• Ray Forster
• Raymond R Forster
• Ray Forster
• Raymond R Forster
• Raymond Richard Forster
• Raymond Richard Forster