Daniel Abbott

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-30
WA	RA	APPROVED	2017-11-27

TX RA
APPROVED

Since 2018-11-30
WA RA
APPROVED

Since 2017-11-27

Branch Locations

Port Angeles, WA • United States

990 E Washington St Suite 2B, Sequim, WA 98382-3517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Greenville	SC	08/2008	11/2017
Edward Jones	St. Louis	MO	11/2017	Present

08/2008 → 11/2017

Morgan Stanley Smith Barney

Greenville, SC
11/2017 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2009-06-01 → 2017-11-27

Morgan Stanley

Greenville, SC

Silverdale, WA
2008-08-01 → 2009-06-01

Citigroup Global Markets Inc.

Greenville, SC
2002-06-15 → 2008-08-04

Wells Fargo Clearing Services, Llc

Greenville, SC

Greenville, SC

Other Businesses

George Washington Inn LLC Type of business: Bed and breakfast Inn & lavender farm Port Angeles, WA Start date: 11/24/2017 President Hours per week: 10 Hours during trading: 5 Joint proprietorship. George Washington Society Sequim, WA Start date: 11/24/2017 Chairman of the board Hours per week: 0 Hours during trading: 0 Hosting the Northwest Colonial Festival and other educational events that may be underwritten.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-24
S63	Uniform Securities Agent State Law Examination	1994-10-07

S65 Uniform Investment Adviser Law Examination

1999-08-24
S63 Uniform Securities Agent State Law Examination

1994-10-07

Designations

Other Names

Dan Abbott
Daniel Alvin Abbott

View on SEC IAPD