Roger Craig Summers

Current Employers

Haley & Summers Wealth Management, Inc.

620 East Berry Street, Fort Wayne, IN 46802 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	1991-12-10

IN RA
APPROVED

Since 1991-12-10

Branch Locations

Fort Wayne , IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summers Financial Services, Inc.	Fort Wayne	IN	02/1984	Present
The O.N. Equity Sales Company	Fort Wayne	IN	07/1992	Present

02/1984 → Present

Summers Financial Services, Inc.

Fort Wayne, IN
07/1992 → Present

The O.N. Equity Sales Company

Fort Wayne, IN

Other Businesses

1) SUMMERS FINANCIAL SERVICES; INVESTMENT RELATED; 353 WEST WOODLAND FORT WAYNE IN 46807; CHARGE ASSET BASED FEE; IAR; START DATE: 01/01/1984; 150 HOURS PER MONTH(150 HOURS DURING TRADING HOURS) 2)ROGER SUMMERS JD; NOT INVESTMENT RELATED; 353 WEST WOODLAND FORT WAYNE IN 46807; ATTORNEY; I AM AN ATTORNEY THAT HELPS TO CREATE WILLS AND TRUSTS; START DATE: 01/01/1964; 15 HOURS PER MONTH(15 HOURS DURING TRADING HOURS)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-22
S63	Uniform Securities Agent State Law Examination	1985-05-09

S65 Uniform Investment Adviser Law Examination

1997-07-22
S63 Uniform Securities Agent State Law Examination

1985-05-09