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Charles Coleman King

1919 Investment Counsel, LLC

Philadelphia, PA

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Current Employers
1919 Investment Counsel, Llc

One South Street Suite 2500, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-01-05
TX RA APPROVED 2005-01-05
  • PA RA
    APPROVED
    Since 2005-01-05
  • TX RA
    APPROVED
    Since 2005-01-05

Branch Locations

Two Logan Squre 100-120 Norh 18Th Street, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investment Counsel, Llc Philadelphia PA 01/2005 Present
  • 01/2005 → Present
    Legg Mason Investment Counsel, Llc
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-07
S65 Uniform Investment Adviser Law Examination 1992-12-09
  • S63 Uniform Securities Agent State Law Examination
    1998-04-07
  • S65 Uniform Investment Adviser Law Examination
    1992-12-09

View on SEC IAPD

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