Jeffrey John Kartheiser

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-26
TX	RA	APPROVED_RES	2017-03-03

FL RA
APPROVED

Since 2017-06-26
TX RA
APPROVED_RES

Since 2017-03-03

Branch Locations

100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Sun City Center	FL	04/1990	03/2017
Stifel Nicolaus & Co Inc	Tampa	FL	03/2017	Present

04/1990 → 03/2017

Raymond James & Associates, Inc.

Sun City Center, FL
03/2017 → Present

Stifel Nicolaus & Co Inc

Tampa, FL

Previous Registrations

1990-04-12 → 2017-02-15

Raymond James & Associates, Inc.

Sun City Center, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-11-06

S63 Uniform Securities Agent State Law Examination

1984-11-06

View on SEC IAPD

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