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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-11-01
  • KS RA
    APPROVED
    Since 2018-11-01

Branch Locations

8100 W. 151St Street, Overland Park, KS 66212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc. Overland Park KS 05/2005 09/2018
Assurity Financial Life Insurance Manhattan KS 12/2005 09/2018
Keating Financial Advisory Services, Llc Manhattan KS 01/2007 09/2018
Raymond James Financial Services Advisors, Inc Overland Park KS 01/2009 09/2018
Freeman Financial Concepts Overland Park KS 08/2010 Present
Keating & Associates Manhattan KS 05/2005 09/2018
Non-Variable Insurance Manhattan KS 06/2005 09/2018
Virtue Financial Advisors Kansas City KS 10/2018 Present
Infinex Investments, Inc. Meriden CT 10/2018 Present
  • 05/2005 → 09/2018
    Raymond James Financial Services,Inc.
    Overland Park, KS
  • 12/2005 → 09/2018
    Assurity Financial Life Insurance
    Manhattan, KS
  • 01/2007 → 09/2018
    Keating Financial Advisory Services, Llc
    Manhattan, KS
  • 01/2009 → 09/2018
    Overland Park, KS
  • 08/2010 → Present
    Freeman Financial Concepts
    Overland Park, KS
  • 05/2005 → 09/2018
    Keating & Associates
    Manhattan, KS
  • 06/2005 → 09/2018
    Non-Variable Insurance
    Manhattan, KS
  • 10/2018 → Present
    Virtue Financial Advisors
    Kansas City, KS
  • 10/2018 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
Other Businesses

1) FREEMAN FINANCIAL CONCEPTS:INVESTMENT RELATED:8/2010-PRESENT:OVERLAND PARK, KS:ADVISOR:S-CORP.:1 HR/WK:0 HRS DURING TRADING:S-CORP. FOR TAX PURPOSES. 2) VIRTUE FINANCIAL ADVISORS, LLC.: INVESTMENT RELATED 10/2018, KANSAS CITY, KS, 5 HRS/WK: 3 HRS DURING TRADING. INSURANCE AGENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-07
S63 Uniform Securities Agent State Law Examination 1985-05-08
  • S65 Uniform Investment Adviser Law Examination
    1996-02-07
  • S63 Uniform Securities Agent State Law Examination
    1985-05-08

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