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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-12-01
  • PA RA
    APPROVED
    Since 2003-12-01

Branch Locations

320 7Th St, Huntingdon, PA 16652 • United States

1600 Valley View Blvd, Altoona, PA 16602 • United States

Altoona, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hollidaysburg PA 04/1985 03/2020
Ameriprise Financial Services, Llc Altoona PA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1600 Valley View Blvd, , Altoona, PA, 16602; Not Investment-Related; 07/01/1995. Business Ownership; David G. Miller Group LLC; Owner; Manage Ameriprise Business; 1600 Valley View Boulevard, , Altoona, PA, 16602; Investment-Related; 12/09/2005; 0 hours per month; 0 during trading hours. Outside Employment; 26th Avenue Inc; financial adviser; Manage advisory business; 1600 Valley View Boulevard, , Altoona, PA, 16602; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-28
S63 Uniform Securities Agent State Law Examination 1985-06-20
  • S66 Uniform Combined State Law Examination
    2003-11-28
  • S63 Uniform Securities Agent State Law Examination
    1985-06-20

View on SEC IAPD

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