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Neil Scheinbart

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Woodland Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-08-18
TX RA APPROVED_RES 2009-08-17
  • CA RA
    APPROVED
    Since 2009-08-18
  • TX RA
    APPROVED_RES
    Since 2009-08-17

Branch Locations

Woodland Hills, CA • United States

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 08/2009 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-03
S63 Uniform Securities Agent State Law Examination 1985-05-08
  • S65 Uniform Investment Adviser Law Examination
    2009-10-03
  • S63 Uniform Securities Agent State Law Examination
    1985-05-08

View on SEC IAPD

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