Richard Schaben Ditter

Current Employers

Employment History

• 08/2016 → 11/2016
  Tmfs Advisors, Llc
  Memphis, TN
• 11/2016 → 07/2018
  Financial Engines Advisors L.L.C.
  Memphis, TN
• 07/2018 → 07/2019
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 07/2019 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 07/2019 → Present
  Pier Financial Advisors
  Memphis, TN

Previous Registrations

• 2018-09-06 → 2019-07-01
  United Capital Financial Advisors
  Boca Raton, FL
• 2016-11-30 → 2018-07-26
  Edelman Financial Engines
  Memphis, TN
• 2016-08-01 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Memphis, TN
  Overland Park, KS
• 2006-09-08 → 2016-09-16
  The Mutual Fund Store
  Memphis, TN

Other Businesses

1) 925 HOLDINGS, LLC. INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. PROPERTY MANAGEMENT. SOLE OWNER. 06/2015. 32 HRS/MONTH, 8 DURING TRADING HOURS. MANAGEMENT OF AND CONSULTING ON NET LEASE COMMERCIAL PROPERTIES. 2) DITTER VENTURES, LLC. INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138.NET LEASE COMMERCIAL REAL ESTATE HOLDING COMPANY. MANAGING PARTNER. 06/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 3) 6242 POPLAR, LLC. INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. NET LEASE COMMERCIAL REAL ESTATE HOLDING COMPANY. SOLE OWNER. 06/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 4) GULF COAST STORAGE PARTNERS I, LLC (OF TN). INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF SELF STORAGE PROPERTY. PRESIDENT AND PARTNER. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 5) GULF COAST STORAGE PARTNERS II, LLC (OF TN). INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF SELF STORAGE PROPERTY. PRESIDENT AND PARTNER. 06/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 6) GULF COAST STORAGE PARTNERS III, LLC (OF TN). INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF SELF STORAGE PROPERTY. PRESIDENT AND PARTNER. 06/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 7) GULF COAST INDUSTRIAL PARTNERS I, LLC.INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138 . SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF A WAREHOUSE. PRESIDENT AND PARTNER. 09/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 8) GULF COAST STORAGE PARTNERS IV, LLC (OF TN). INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF SELF STORAGE PROPERTY. PRESIDENT AND PARTNER. 10/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 9) GULF COAST INDUSTRIAL PARTNERS II, LLC.INVESTMENT RELATED. 9449 POPLAR AVE, GERMANTOWN, TN 38138. SPECIAL PURPOSE VEHICLE CREATED TO SERVE AS SILENT MINORITY OWNER OF A WAREHOUSE COMPLEX. PRESIDENT AND PARTNER. 11/2022. 2 HOURS PER MONTH, NONE DURING TRADING. RESPONSIBLE FOR ADMINISTRATIVE DUTIES OF THE COMPANY. 10) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), AND FIDUCIARY INVESTMENT TRUST ("FIT"), AFFILIATED FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA AND COMPLIANCE SERVICES AS CHIEF COMPLIANCE OFFICER OF FIT. 11) Rik Ditter is Sole Member and Manager of Kairos 886, LLC, a single-asset real estate holding company owning a short-term rental condominium in Gulf Shores, AL. Duties are limited to administrative oversight, financial review, and strategic decisions, including all investment-related decisions. Time commitment is 1-2 hours per month, outside business / trading hours, and the activity is not associated with firm clients. Compensation is less than 5% of his annual income. No referral or incentive fees are received; any future client-related involvement will be fully disclosed and pre-approved.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-05

Other Names

• Rik Ditter
• Richard Ditter