Joan Hebert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Parkdale, TX
• 12/2009 → Present
  Bank Of America, Na
  Parkdale, TX

Other Businesses

I*115748 For profit or not for profit: For-Profit Organization Name of outside business organization: Cassabear Holding LLC Investment related: N Address of business: Sour Lake, Texas 77659 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 6/26/2018 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Real Estate holding for my husband and myself. My role is manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-05
• S63 Uniform Securities Agent State Law Examination
  1985-05-30

Other Names

• Joan Leslie Herbert
• Joan Parker
• Joan Leslie Hebert