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Anthony Vincent Angarola

Cetera Investment Advisers LLC

Westbury, NY

CRD 1359224

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1400 Old Country Rd, Westbury, NY 11590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Westbury NY 08/2012 06/2019
Foresters Financial Westbury NY 08/2013 06/2019
Landlord Bronx NY 07/1995 Present
Cetera Investment Services Llc Westbury NY 06/2019 Present
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
  • 08/2012 → 06/2019
    Foresters Advisory Services Llc
    Westbury, NY
  • 08/2013 → 06/2019
    Foresters Financial
    Westbury, NY
  • 07/1995 → Present
    Landlord
    Bronx, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    Westbury, NY
  • 06/2019 → Present
    Westbury, NY
Previous Registrations
  • 2013-07-30 → 2019-06-20
    Foresters Advisory Services, Llc
    Westbury, NY
Other Businesses

1. SHINNECOCK SHORES ASSOC. BOARD MEMBER. ORGANIZE ACTIVITIES 2. LANDLORD OF APARTMENT IN PRIMARY RESIDENCE 3. ANGAROLA & MAHABADI WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 65% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
S63 Uniform Securities Agent State Law Examination 1985-04-26
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27
  • S63 Uniform Securities Agent State Law Examination
    1985-04-26
Other Names
  • Anthony Vincent Angarola
  • Anthony Vincent Angarola

View on SEC IAPD

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