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Murry Caldwell Vaughan

Synovus Securities, Inc.

Birmingham, AL

Birmingham, AL

CRD 1359131

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Employer firm

Synovus Securities, Inc. CRD 14023

$8.45B regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
GA RA APPROVED 2003-02-24
AL RA APPROVED 2000-02-07
  • FL RA
    APPROVED
    Since 2025-01-01
  • GA RA
    APPROVED
    Since 2003-02-24
  • AL RA
    APPROVED
    Since 2000-02-07

Branch Locations

Birmingham, AL • United States

800 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securities, Inc. Birmingham AL 07/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-06
S63 Uniform Securities Agent State Law Examination 1985-04-16
  • S65 Uniform Investment Adviser Law Examination
    1999-10-06
  • S63 Uniform Securities Agent State Law Examination
    1985-04-16
Other Names
  • Murray Caldwell Vaughan

View on SEC IAPD

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