Sharon A. Shapiro

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 04/2017
  Pnc Investments
  Chicago, IL
• 05/2014 → 04/2017
  Pnc Bank
  Chicago, IL
• 04/2017 → 08/2017
  Unemployed
  Buffalo Grove, IL
• 12/2017 → Present
  Jp Morgan Chase Bank
  Vernon Hills, IL
• 12/2017 → Present
  Jp Morgan Securities Llc
  Vernon Hills, IL
• 08/2017 → 12/2017
  Unemployed
  Deerfield, IL

Previous Registrations

• 2014-06-02 → 2017-05-03
  Pnc Wealth Management Llc
  Libertyville, IL
  Libertyville, IL
  Libertyville, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Lake Geneva, WI
• 2010-07-28 → 2014-05-08
  Regal Advisory Services, Inc.
  Glenview, IL
• 2007-10-04 → 2009-10-19
  Charles Schwab & Co., Inc.
  Winnetka, IL
• 2004-08-19 → 2007-01-29
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-18
• S63 Uniform Securities Agent State Law Examination
  1986-10-30

Other Names

• Sharon Kagan
• Sharon Anne Kagan
• Sharon A Shapiro
• Sharon Shapiro
• Sharon Anne Shapiro