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Ronald Edwin Merrill

Exodus Wealth, LLC

Waterville, ME

CRD 1358459

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Employer firm

Exodus Wealth, LLC CRD 174328

$484M regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Exodus Wealth, Llc

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-01-06
  • ME RA
    APPROVED
    Since 2020-01-06

Branch Locations

143 Silver St. Suite 6, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall Street Financial Group Rochester NY 08/2003 09/2016
Securities America, Inc. Waterville ME 09/2016 02/2017
Securities America Advisors, Inc. Waterville ME 09/2016 02/2017
Voya Financial Advisors Waterville ME 02/2017 10/2017
Fortune Financial Services, Inc. Monaca PA 10/2017 Present
Prosperity Wealth Management, Inc. San Ramon CA 01/2019 Present
  • 08/2003 → 09/2016
    Wall Street Financial Group
    Rochester, NY
  • 09/2016 → 02/2017
    Securities America, Inc.
    Waterville, ME
  • 09/2016 → 02/2017
    Securities America Advisors, Inc.
    Waterville, ME
  • 02/2017 → 10/2017
    Voya Financial Advisors
    Waterville, ME
  • 10/2017 → Present
    Fortune Financial Services, Inc.
    Monaca, PA
  • 01/2019 → Present
    Prosperity Wealth Management, Inc.
    San Ramon, CA
Previous Registrations
  • 2019-01-24 → 2019-12-31
    Waterville, ME
  • 2017-02-21 → 2017-10-13
    Danvers, MA
    Waterville, ME
  • 2016-09-26 → 2017-02-21
    Securities America Advisors, Inc.
    Waterville, ME
  • 2010-01-12 → 2016-09-22
    Wall Street Financial Group, Inc.
    Victor, NY
    Waterville, ME
Other Businesses

1)INDEPENDENT INSURANCE AGENT;YES;143 SILVER ST STE 6,WATERVILLE, ME 04901;FIXED INSURANCE;INDEPENDENT INSURANCE AGENT;02/17/2017;160/160;SALE OF FIXED INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 1985-05-08
  • S66 Uniform Combined State Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    1985-05-08

View on SEC IAPD

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