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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2008-03-19
  • KY RA
    APPROVED
    Since 2008-03-19

Branch Locations

2700 Alexandria Way, Highland Heights, KY 41076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Highland Heights KY 03/2008 Present
  • 03/2008 → Present
    Fifth Third Securities
    Highland Heights, KY
Previous Registrations
Other Businesses

PAUSE CENTER - 1962 WANNINGER LANE, CINCINNATI, OH 45255 - EXECUTIVE COACHING/WORK WITH SMALL BUSINESS OWNER - 2 hr/mo (0 mkt hrs) - NOT INVESTMENT RELATED - WILL NOT INTERFERE WITH DUTIES AT FIRM ------------------------------------------------------------------------------- Literary Trustee - Cincinnati, OH - manage literary works & royalties - trustee - 3 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm ------------------------------------------------------------------------------ Wedding Officiant - Cincinnati, OH - Officiate wedding - Minister - 2 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-31
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S66 Uniform Combined State Law Examination
    2006-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26
Designations
Other Names
  • Matt Foley

View on SEC IAPD

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