Dina Louise Fliss

Current Employers

Employment History

• 02/2011 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 02/2011 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI
• 09/2010 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 02/2011 → Present
  Global View Capital Partners, Ltd.
  Waukesha, WI

Previous Registrations

• 2010-11-01 → 2013-06-12
  The Strategic Financial Alliance, Inc.
  Waukesha, WI
  Waukesha, WI
• 2006-07-10 → 2010-11-03
  Investment Advisors International, Inc.
  Waukesha, WI
• 2002-07-12 → 2006-08-23
  Transamerica Financial Advisors, Llc
  Brookfield, WI
• 1998-09-23 → 2002-07-15
  Wma Investment Advisors, Inc. (Wmaia)
  Duluth, GA

Other Businesses

[1] FLISS ENTERPRISES, LTD; NO; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; PASS THROUGH ENTITY; VICE PRESIDENT; 05-16-1989; MANAGE PASS THROUGH ENTITY USED FOR BUSINESS INCOME AND EXPENSES. [2] RIDGE CAPITAL VENTURES, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; 53188, FINANCIAL; MEMBER; 10-31-2000; MANAGE PERSONALLY OWNED BUSINESS USED FOR INVESTMENT PURPOSES. [3] WORLD PLANNING ENTERPRISES, LLC; NO; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; PASS THROUGH ENTITY; MEMBER; 01-07-2003; MANAGE PASS THROUGH ENTITY USED FOR BUSINESS INCOME AND EXPENSES. [4] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC (GVCI), AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; INSURANCE; MEMBER, VICE PRESIDENT AND INSURANCE AGENT; 09-21-2010; APPROX. 40 HRS/MONTH; APPROX. 30 HRS/MO DURING TRADING HRS; SELL LIFE, LONG-TERM-CARE AND DISABILITY INSURANCE AND FIXED ANNUITIES. [5] GLOBAL VIEW CAPITAL PARTNERS, LTD.; NO; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; HOLDING COMPANY; OWNER AND VICE PRESIDENT; 02-08-2011; HOLDING COMPANY OF GLOBAL VIEW CAPITAL ADVISORS, LLC, GLOBAL VIEW CAPITAL MANAGEMENT, LLC AND GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC [6] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; GVCA IS A MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; MEMBER, VICE PRESIDENT AND INDEPENDENT CONTRACTOR; 02-09-2011; APPROX. 240 ADVISORY HRS/MO; APPROX. 195 ADVISORY HRS/MO DURING TRADING HRS; MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [7] GLOBAL VIEW CAPITAL MANAGEMENT, LLC, AN AFFILIATE OF GVCA; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; REGISTERED INVESTMENT ADVISOR; MEMBER, PRESIDENT AND IAR SINCE 02.09.2011, CHIEF INVESTMENT STRATEGIST SINCE 01.01.2014 - 12/2021 AND CHIEF COMPLIANCE OFFICER SINCE JUNE 2016 - PRESENT; 02-09-2011; OVERSEE DAILY OPERATIONS AND THE DESIGN AND IMPLEMENTATION OF INVESTMENT STRATEGIES AND PORTFOLIOS. [8] GLOBAL VIEW CAPITAL ADVISORS - CANADA; YES; 2275 UPPER MIDDLE ROAD EAST - SUITE 101 OAKVILLE, ONTARIO LH6 0C3, 888-391-0170; FINANCIAL SERVICES MARKETING COMPANY; CONSULTANT FOR BUSINESS DEVELOPMENT; JUNE 2011; ASSIST IN DESIGNING AND REVIEWING PERFORMANCE OF STRATEGIES AND PROVIDE BUSINESS ADVICE. [9] NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS ("NAAIM"); YES; 6732 W. COAL MINE AVENUE #446, LITTLETON, CO 80123; ACTIVE INVESTMENT MANAGEMENT; BOARD MEMBER: 07-05-2018; ATTEND GENERAL BUSINESS MEETINGS AND PLAN CONFERENCES. [10] GUGGENHEIM-RYDEX ADVISORY BOARD; YES; 330 MADISON AVENUE, NEW YORK, NY 10017; ADVISORY SERVICES; ADVISORY BOARD MEMBER; 03-11-2019; APPROX. 2 HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HRS; PROVIDE INPUT AND GUIDANCE ON PRODUCT DEVELOPMENT AND USAGE. [11] aiALPHA, LLC; YES; HQ ADDR: 8111 PRESTON ROAD, SUITE 500, DALLAS, TX 75226; MEMBER; 03-25-2019; PROVIDE BUSINESS ADVICE FOR DEVELOPMENT TEAM AND ASSIST WITH PROJECTS AS NEEDED. [12] EXPERIOR FINANCIAL GROUP, INC.; YES; 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; INSURANCE; INSURANCE AGENT; 03.07.2023; 30 HRS/MO DURING TRADING HRS; 10 HRS/MO OUTSIDE TRADING HRS; MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-29
• S63 Uniform Securities Agent State Law Examination
  1985-05-02

Other Names

• Diana Louise Foti
• Dina Louise Foti
• Dina L Fliss
• Dina L Cook
• Dina Louse Cook
• Dina Fliss