Frances Poliandro Heath

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2005-01-25
NJ	RA	APPROVED	2002-05-23

TX RA
APPROVED_RES

Since 2005-01-25
NJ RA
APPROVED

Since 2002-05-23

Branch Locations

Franklin Lakes, NJ • United States

61 South Paramus Road 2Nd Fl. Mack Center Iv, Paramus, NJ 07652 • United States

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	05/2001	Present

05/2001 → Present

Ubs Financial Services Inc.

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-14
S63	Uniform Securities Agent State Law Examination	1985-10-02

S65 Uniform Investment Adviser Law Examination

1997-02-14
S63 Uniform Securities Agent State Law Examination

1985-10-02

Other Names

Frances Letty Poliandro
Francis Poliandro Heath

View on SEC IAPD