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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-12
NJ RA APPROVED 2012-06-08
  • TX RA
    APPROVED_RES
    Since 2012-06-12
  • NJ RA
    APPROVED
    Since 2012-06-08

Branch Locations

Port Republic, NJ • United States

2504 Highway 35, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manasquan NJ 06/2012 Present
Bank Of America, N.A. Manasquan NJ 08/2012 Present
Previous Registrations
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: THE NEXT GENERATION OF SOUL INVESTMENT RELATED: NO ADDRESS OF BUSINESS: JACKSON, NEW JERSEY NATURE OF BUSINESS: SOLE PROPRIETORSHIP YOUR POSITION, TITLE, ASSOCIATION: BAND LEADER START DATE OF RELATIONSHIP:01/02/2007 NUMBER OF HOURS DEVOTED PER MONTH: 10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: CHRISTIAN R AND B BAND.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-29
S63 Uniform Securities Agent State Law Examination 1985-10-02
  • S66 Uniform Combined State Law Examination
    2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    1985-10-02

View on SEC IAPD

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