Robert Francis Mcnichol

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → 03/2017
  Metropolitan Life Insurance Company
  Lexington, KY
• 09/1986 → 03/2017
  Metlife Securities Inc.
  Lexington, KY
• 03/2017 → 09/2018
  Mml Investors Services, Llc
  Cincinnati, OH
• 07/2016 → 09/2018
  Mass Mutual Life Insurance Company
  Cincinnati, OH
• 09/2018 → Present
  Mml Investors Services, Llc
  Erlanger, KY
• 09/2018 → Present
  Mass Mutual Life Insurance Company
  Erlanger, KY

Previous Registrations

• 1997-02-01 → 2017-03-25
  Msi Financial Services, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

(1) NAME:INVESTMENT RENTAL PROPERTY, INV REL:Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE:SIMPLE RENTAL PROPERTY POSITION:OWNER START:5/1/2020 NO HR/MO:0 NO HR/MO DUR TRADING:0. (2) NAME:VARIOUS INSURANCE COMPANIES, INV REL:Y ADDR:441 COMMONWEALTH AVE ERLANGER KY 41018 NATURE: LIFE INSURANCE, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, NON VARIABLE FIXED INSURANCE, POSITION:AGENT START: 07/01/2018 NO HR/MO:0 NO HR/MO DUR TRADING:0. (3) NAME: DUGAN- MCNICHOL RACING INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE:THOROUGHBRED HORSE RACING POSITION: PARTNER 50% START DATE:7/1/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SELECT A TRAINER, HAVE PARTNERSHIP AGREEMENT EXECUTED, KEEP FINANCIAL RECORDS FOR YEAR END TAX REPORTING, OPEN BANK ACCOUNT, DEPOSIT INITIAL INVESTMENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-22

Designations

• Chartered Financial Consultant

Other Names

• Bob Mcnichol