Barbara Koppelkiernan

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-07-05
NY	RA	APPROVED	2021-06-14

NJ RA
APPROVED

Since 2024-07-05
NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Ship Bottom, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Lake Success	NY	06/1984	03/2017
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

06/1984 → 03/2017

Metlife Securities Inc.

Lake Success, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Other Businesses

Name: Barbara Koppel-Kiernan Inv rel: Y Addr: 2200 Northern Blvd, Ste 200, East Hills, NY 11548 Nature: Non-MMLIA/Outside insurance: life, property and casualty Position: Service Start: 08/09/2021 No hrs/mo: 4 No hrs/mo dur trading: 0 Duties: Service of existing MetLife business.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-02-19

S63 Uniform Securities Agent State Law Examination

1987-02-19

Other Names

Barbara Cecilia Koppel

View on SEC IAPD