Thomas Reid Wiseman

Current Employers

Employment History

• 12/2007 → Present
  Lpl Financial, Llc
  Winchester, VA
• 10/2013 → Present
  Wiseman & Associates Wealth Management
  Winchester, VA
• 10/2013 → Present
  Wiseman Wealth, Llc
  Winchester, VA
• 09/1986 → Present
  Wiseman And Associates Financial Services, Ltd
  Winchester, VA

Previous Registrations

• 1999-07-30 → 2007-12-11
  American General Securities Incorporated
  Winchester, VA

Other Businesses

1. 02/19/2013: NON-VARIABLE INSURANCE DBA - WISEMAN & ASSOCIATES WEALTH MANAGEMENT - LIFE - INV REL - At Reported Business Location(s) 2. 08/05/2013: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WISEMAN AND ASSOCIATES, FINANCIAL SERVICES, LTD - INV REL - At Reported Business Location(s) - TIME SPENT 0%. 3. 08/12/2013: OTHER-FAMILY PARTNERSHIP - WOW'S, LLC - INV REL - At Reported Business Location(s) - MANAGING MEMBER OF FAMILY INVESTMENT LLC. - TIME SPENT 5%. 4. 01/20/2015: WISEMAN WEALTH, LLC - INV REL - 27 WEST BOSCAWEN STREET, WINCHESTER, VA 22601 - REGISTERED INVESTMENT ADVISOR HYBRID - START 01/01/2014 - 85 HR/MO 4 DURING SECS TRDG HRS 5. 04/20/2016; Wiseman & Associates Financial Services, LTD - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION(S) - START DATE 09/15/1996 - Agent - 10 HRS/MO; 10 HOURS DURING SECS TRADING HOURS. 6. 11/28/2016: Wiseman Wealth, LLC - DBA: Wiseman & Associates Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/14 - 85 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Wiseman Wealth, an independent investment advisor firm. I started this business activity in May 2014. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/25/2021 - Cromwells Run - Investment Related - 3050 Five Points Road, Marshall, VA 20115 - Real Estate Rental - Started 04/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Two apartments on my property for "Airbnb".

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-04
• S63 Uniform Securities Agent State Law Examination
  1985-04-11

Other Names

• Thomas Reid Ii Wiseman