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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Paducah | KY | 07/2006 | 03/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2022 | Present |
| The Wealth Management Group, Llc | Paducah | KY | 03/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: DEBBIE TERRY RENTALS; INVESTMENT RELATED: NO; ADDRESS: 517 FOUNTAIN AVE PADUCAH, KY 42001; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2021; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 2. NAME: THE WEALTH MANAGEMENT GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: EXECUTIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE OPERATIONAL SUPPORT TO THE REP AND CLIENTS WHEN NEEDED; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 7/01/2026; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-20 |
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