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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
NY RA APPROVED 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • NY RA
    APPROVED
    Since 2022-01-10

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

285 Main Mall, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orchard Real Estate Wallkill NY 06/2012 Present
Edward Jones New Windsor NY 08/2016 05/2017
Culinary Institute Of America Hyde Park NY 07/2017 08/2017
Key Investment Services Llc Poughkeepsie NY 10/2017 04/2021
Keybank Kingston NY 10/2017 04/2021
J.P. Morgan Securities Llc Wallkill NY 01/2022 Present
Jp Morgan Chase Bank, N.A. Wallkill NY 01/2022 Present
Orchard Real Estate Wallkill NY 06/2012 Present
  • 06/2012 → Present
    Orchard Real Estate
    Wallkill, NY
  • 08/2016 → 05/2017
    New Windsor, NY
  • 07/2017 → 08/2017
    Culinary Institute Of America
    Hyde Park, NY
  • 10/2017 → 04/2021
    Poughkeepsie, NY
  • 10/2017 → 04/2021
    Keybank
    Kingston, NY
  • 01/2022 → Present
    Wallkill, NY
  • 01/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Wallkill, NY
  • 06/2012 → Present
    Orchard Real Estate
    Wallkill, NY
Previous Registrations
  • 2021-03-26 → 2021-05-07
    Poughkeepsie, NY
    Poughkeepsie, NY
    Cohoes, NY
    Kingston, NY
    Plymouth Meeting, PA
  • 2017-01-20 → 2017-06-01
    Wallkill, NY
    St Louis, MO
    New Windsor, NY
Other Businesses

Entity Name: Ornage Count y NY Board of Elections Investment related: No "Address: 75 Webster Ave Goshen, NY 10924" Nature of the other business: Government Position/Title/Relationship: Employee/Contractor Start Date: 11/07/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Orange County Board of Elections oversees local, state and federal election processes. I am an election inspector - I validate voters and assist them in voting on Election Day. I only work one day per year, Election Day. Entity Name: Orchard Real Estate Investment related: No "Address: 763 Orchard Drive Wallkill, NY 12589" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Apartment rentals - presently consisting of one building with 3 rental units

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-15
S63 Uniform Securities Agent State Law Examination 2015-03-04
  • S66 Uniform Combined State Law Examination
    2016-10-15
  • S63 Uniform Securities Agent State Law Examination
    2015-03-04
Other Names
  • Ken Simon
  • Kenneth Franklin Simon
  • Kenneth Frankin Simon
  • Kenneth F Simon

View on SEC IAPD

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