John Michael Dunn

Current Employers

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-10-25

TX RA
APPROVED

Since 2011-10-25

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

3915 Addison Ranch Ln, Fulshear, TX 77441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services	Katy	TX	09/2010	Present

09/2010 → Present

Sws Financial Services

Katy, TX

Previous Registrations

2006-08-25 → 2010-09-16

Rbc Capital Markets, Llc

Houston, TX

Houston, TX
2001-07-06 → 2006-09-11

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-06
S63	Uniform Securities Agent State Law Examination	1985-05-24

S65 Uniform Investment Adviser Law Examination

1995-02-06
S63 Uniform Securities Agent State Law Examination

1985-05-24

View on SEC IAPD

Current Employers

Momentum Independent Network Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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