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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-08-19
  • MO RA
    APPROVED
    Since 2017-08-19

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates St Louis MO 08/2014 Present
  • 08/2014 → Present
    Raymond James And Associates
    St Louis, MO
Other Businesses

(1)Name of Business: Lost tribesman investment club Address: 9 wedgewood ln, st louis, MO, 63141, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 10/01/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-11
S63 Uniform Securities Agent State Law Examination 1985-05-02
  • S66 Uniform Combined State Law Examination
    2017-08-11
  • S63 Uniform Securities Agent State Law Examination
    1985-05-02

View on SEC IAPD

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