Charles Dean Johnson

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 09/2020
  Interactive Financial Advisors
  Piney Flats, TN
• 07/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2004-05-25 → 2020-09-29
  Interactive Financial Advisors
  Piney Flats, TN
• 2005-04-18 → 2010-07-01
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Oakbrook, IL
  Cincinnati, OH
  Piney Flats, TN
• 2005-01-05 → 2005-03-31
  Pmg Asset Management Inc
  Piney Flats, TN
• 2003-07-31 → 2004-12-31
  Pmg Securities Corporation
  Piney Flats, TN
• 2002-12-17 → 2003-07-31
  Pmg Asset Management Inc
  Piney Flats, TN

Other Businesses

1 .TAX PREPARATION SERVICES, POSITION: Owner, NATURE: Tax services, INVESTMENT RELATED: No, NUMBER OF HOURS: 5 hours SECURITIES TRADING HOURS: 5 hours, START DATE: 12/10/09 , ADDRESS: 5813 HWY 11E PINEY FLATS, TN 37686, DESCRIPTION: Devotes 5 hours per week during market hours-works with client and prospects who use tax services during tax season. 2. RENTAL PROPERTIES POSITION: owner, NATURE: Rental Real Estate, INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 101 Johnson Drive, Piney Flats TN 37686, United States DESCRIPTION: Purchasing real estate, rehabbing real estate and renting real estate 3. SMARTVESTORPRO W Dave Ramsey POSITION: A SmartVestor Pro, NATURE: Provided financial information to potential clients so they can make reasonable decisions concerning their finances., INVESTMENT RELATED: Yes, NUMBER OF HOURS: 10, SECURITIES TRADING HOURS: 1, START DATE: 01/01/2017, ADDRESS: 5813 Hwy 11E, PINEY FLATS TN 37686, United States, DESCRIPTION: To help the potential clients achieve their client specific financial goals 4. INTEGRITY FIRST FINANCIAL GROUP INVESTMENT RELATED: Is Investment Related, ADDRESS: "5813 Hwy 11E, Piney Flats, TN 37686, Piney Flats, Piney Flats, TN, 37686, United States", NATURE: Investment and Insurance Sales, POSITION: Owner, START DATE: 1/1/2024,160 hours per month,160 hours per month during trading hours, DESCRIPTION: It's a continuation of my business that we had under the DBA of TrustFirst Financial. I was informed by the State of TN when I applied for a LLC that I was unable to use the word Trust in my name unless I was a bank or Trust Company. I made a name change to accomodate that news. I perform the same duties that I have over the past 30+ years

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-04
• S63 Uniform Securities Agent State Law Examination
  1986-03-28