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Tyler B Polk

Fiducient Advisors LLC

Chicago, IL

Windsor, CT

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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-12
  • CT RA
    APPROVED
    Since 2021-01-12

Branch Locations

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

100 Northfield Drive, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Investment Advisors, Llc Windsor CT 04/2011 12/2020
Dimeo Schneider & Associates Llc Chicago IL 01/2021 Present
  • 04/2011 → 12/2020
    Fiduciary Investment Advisors, Llc
    Windsor, CT
  • 01/2021 → Present
    Dimeo Schneider & Associates Llc
    Chicago, IL
Previous Registrations
  • 2011-05-13 → 2020-12-31
    Fiduciary Investment Advisors, Llc
    Windsor, CT
  • 2010-01-26 → 2011-04-18
    M Holdings Securities, Inc.
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-30
S66 Uniform Combined State Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 2006-12-27
  • S65 Uniform Investment Adviser Law Examination
    2010-04-30
  • S66 Uniform Combined State Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2006-12-27
Other Names
  • Tyler B Polk
  • Tyler B Polk

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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