Richard Todd Lipprand

Current Employers

Employment History

• 04/2007 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Elkhorn, NE

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Westlake Village, CA
  Elkhorn, NE
  Clovis, CA
  Pasadena, CA
• 2007-04-05 → 2017-08-21
  Financial West Group
  Omaha, NE
  Westlake Village, CA
  Omaha, NE
  Northridge, CA
  Omaha, NE
  Irvine, CA
  Westlake Village, CA

Other Businesses

1. 06/05/2025- OCI Insurance- Outside/W-2 Employment- INV Related- At Reported Business Location(s)- Start date 05/06/2025- 20 Hours Per Month- 20 Hours During Trading 2. 06/02/2026 - Asset Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 40 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-10-30

Designations